Compliance

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The Antitrust Revolution

I taught antitrust law as an Adjunct Professor at John Marshall Law School in Chicago for twelve years. Then I […]

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California State Bar Approves Guidance on Generative AI: Striking a Balance Between Innovation and Ethics

In November 2023, a Colorado judge suspended a lawyer for using ChatGPT to draft a legal document. Just a few […]

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A Lesson In Due Diligence

Short-seller Hindenburg Research makes a lot of money by uncovering over-valuations at publicly traded companies, and potentially fraudulent activity. Harry […]

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Claims Alleging Breach of Oversight By Directors Clarified

A claim for breach of duty of oversight by directors and officers is known as a “Caremark claim,” after the […]

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New Priorities At EEOC

The U.S. Equal Employment Opportunity Commission’s budget has been increased, its leadership has changed and its enforcement priorities will change […]

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Crypto-Bankruptcies Have SEC and CFTC Casting Wider Net

The SEC and CFTC have widened the scope of their regulatory actions recently as crypto firm bankruptcies worsen liquidity concerns. […]

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Banking Crisis and D&O

The federal takeover of Silicon Valley Bank and Signature Bank will have some impact on the cost and availability of […]

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No Board Liability In Executive Sexual Harassment Case At McDonald’s

A judge in Delaware’s Court of Chancery has held that the McDonald’s Board of Directors was not liable for alleged […]

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New DOJ Compliance Enforcement Policies Include Clawback

A post from law firm Faegre Drinker looks at a spate of recently announced DOJ compliance enforcement initiatives. The writers, […]

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DOJ and SEC Implement Data-Driven Initiative To Counter Inside Trading

On March 1 an executive of a publicly traded company was charged with insider trading violations pursuant to 10b5-1 trading […]

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