Compliance

Claims Alleging Breach of Oversight By Directors Clarified

A claim for breach of duty of oversight by directors and officers is known as a “Caremark claim,” after the […]

New Priorities At EEOC

The U.S. Equal Employment Opportunity Commission’s budget has been increased, its leadership has changed and its enforcement priorities will change […]

Crypto-Bankruptcies Have SEC and CFTC Casting Wider Net

The SEC and CFTC have widened the scope of their regulatory actions recently as crypto firm bankruptcies worsen liquidity concerns. […]

Banking Crisis and D&O

The federal takeover of Silicon Valley Bank and Signature Bank will have some impact on the cost and availability of […]

No Board Liability In Executive Sexual Harassment Case At McDonald’s

A judge in Delaware’s Court of Chancery has held that the McDonald’s Board of Directors was not liable for alleged […]

New DOJ Compliance Enforcement Policies Include Clawback

A post from law firm Faegre Drinker looks at a spate of recently announced DOJ compliance enforcement initiatives. The writers, […]

DOJ and SEC Implement Data-Driven Initiative To Counter Inside Trading

On March 1 an executive of a publicly traded company was charged with insider trading violations pursuant to 10b5-1 trading […]

Mixed Results For AI In Hiring

Illinois and Maryland have statutes that regulate the use of A.I.in hiring, and California will soon follow suit. In an article in […]

Gen Z In the Workforce Led To Title VII Claims

In February 2023, BarkerGilmore interviewed 25 Chief Compliance Officers in various industries to learn about their challenges. Their responses highlighted […]

Digital Risk Is the Primary Business Concern

Respondents to a newly-released global survey by FTI Consulting see an inextricable link between data and business success, and view […]

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