Compliance

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New DOJ Compliance Enforcement Policies Include Clawback

A post from law firm Faegre Drinker looks at a spate of recently announced DOJ compliance enforcement initiatives. The writers, […]

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DOJ and SEC Implement Data-Driven Initiative To Counter Inside Trading

On March 1 an executive of a publicly traded company was charged with insider trading violations pursuant to 10b5-1 trading […]

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Mixed Results For AI In Hiring

Illinois and Maryland have statutes that regulate the use of A.I.in hiring, and California will soon follow suit. In an article in […]

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Gen Z In the Workforce Led To Title VII Claims

In February 2023, BarkerGilmore interviewed 25 Chief Compliance Officers in various industries to learn about their challenges. Their responses highlighted […]

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Digital Risk Is the Primary Business Concern

Respondents to a newly-released global survey by FTI Consulting see an inextricable link between data and business success, and view […]

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Proposed Framework To Address AI Risk Released By NIST

The initial version of its Artificial Intelligence Risk Management Framework (AI RMF 1.0) has been released by the National Institute of Standards […]

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Failure To Disclose An SEC Investigation

Noto, et al. v. 22nd Century Group Inc. et al is a complicated case involving scienter and loss causation. There […]

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The New DOJ Incentives To “Self-Disclose”

In highly publicized remarks that he delivered at his alma mater, Georgetown Law, the DOJ official in charge of the criminal […]

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